Investment Bankers / Broker Dealers

• Aaron Capital ​
• Access Capital, Inc. 
• Aegis Capital 
• Financial Services Exchange​
• AFS Brokerage 
• America Equity Investment 
• American Eastern Securities Inc. 
• Antaeus Capital 
• APS Financial Corp. 
• APS Investment Services 
• ASG Securities 
• Aurora Financial Services, LLC. 
• Balanced Financial Securities 
• Beerbaum & Beerbaum Beloyan Sec Inc. 
• Bluestone Investment Banking Group 
• BMA Securities 
• Bradley Woods & Co. 
• Buckman and Reid Bullish 
• Bob Bagley Securities, Inc. 
• Callaway Financial Service Inc. 
• Cambridge Legacy Group 
• Capital Growth Resources 
• Capital West Securities Inc. 
• Cascade Financial Management, Inc. 
• CIM Securities, LLC 
• Crescent Securities Group 
• Crestview Securities 
• ​Crowell Weedon
  
• Crucible Capital Group
• Cullum and Burks Securities 
• D. H. Hill Securities , LLP 
• Destiny Capital Securities Corp. 
• Direct Capital Securities, Inc. 
• Doley Securities 
• DT Securities LTD 
• Eastgate Securities, LLC 
• Empire Securities 

• Essex Securities Group 
• FDR Investment Services, Inc. 
• Feltl & Company Securities 
• Financial World Corp. 
• First American Financial Group 
• First Canterbury Securities 
• First Financial Equity Corp. 
• First National Capital Markets 
• First Southwest Company Freedom 
• Investors Corp. 
• Global Brokerage Services Inc. Golden Stream Securities 
• Grant Bettingen Inc 
• Great Southwest Capital. 
• H.C. Wainwright and Co., Inc. 
• H.Roark Securities Corp. 
• Harrison Douglas Heim & Young Securities 
• Houlihan Lokey
• IBN Financial Securities Internet Securities 
• Intervest International Equities Corp.
•  Investors Capital 
• JD Ford & Company, LLC 
• Jesup and Lamont Securities 
• Joseph Carl Securities Joseph Gunnar Co., LLC 
• Kirwan Gier Lempert Brothers 
• Lighthouse Capital Corp. 
• M.T. Global Manarin Securities 
• Marquis Financial Services 
• Martinez-Ayme Securities 
• MCL Financial Group Inc. 
• MCM Securities 
• Meridian United Capital 
• Midtown Partners 
• MMR Investment Bankers
• Money Management Advisory 
• Morgan Stanley Morris Financial National Securities 
• Nelson Reid, Inc 
• Newbridge Securities 
• Nexcore Capital 

• Oak Tree Securities Inc. 
• Oppenheimer & Co. 
• Pacific Summit Securities 
• Paulson Investment Co. Inc. 
• Pavek Investments 
• Presidential Brokerage Inc. 
• Prestwick Securities Inc. 
• Quantum Private Assets 
• R&R Capital 
• R. F. Laferty & Co. 
• Regent Street Capital, LLC 
• Rhodes Securities 
• Riverstone Wealth Management 
• Roth Capital Partners
• SAC Financial Services 
• Salomon Grey Financial 
• Samco Financial Services Inc 
• Sanders Morris Harris Investment 
• Banking Security Financial Network LLC 
• Shelman Securities Inc. 
• Source Capital Group 
• Southlake Capital LLC 
• Southwest Merchant Group 
• Spartan Securities 
• Spencer Edwards Inc. 
• Spencer Trask Sterling Enterprises Group Inc. 
• Stewart Securities Inc. 
• Summit Brokerage Sun Securities 
• SWS Financial Services 
• Taglich Brothers Inc. 
• The Maxim Group 
• The McLean Group W Quillen Securities 
• Wallstreet Management & Capital 
• Welton Street Investments, LLC.
• West Park Capital Inc. 
• Westor Capital Group, Inc 
• WFG Investments 
• Whitaker Securities, LLC 
• Williams Financial  

---

Aaron Capital
​Investment Banking
Founded in 1989, Aaron Capital is the investment bank for family owned and entrepreneurial driven middle market companies. For over 28 years the Aaron team has provided bulge bracket quality services to its clients. As an entrepreneur owned bank we understand our client’s needs, desires and stress points. This enables us to aggressively pursue our clients’ goals and deliver superior results in each of our transactions.
For more information,  visit www.aaroncapital.com  
(310) 564-6589

---

---

Roth Capital Partners
Investment Banking
ROTH is an investment banking firm dedicated to the small-cap public market and is headquartered in Newport Beach, CA.
For more information,  visit www.roth.com
Direct: 949-720-5700

---

---